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Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].

Contributor(s): Series: Technical report (Rand Corporation) ; TR-556-SEC.Publication details: Santa Monica, CA : Rand, c2008.Description: xxiii, 204 p. : ill. (some col.) ; 28 cmSubject(s): Genre/Form: DDC classification:
  • 346.73/0922 22
LOC classification:
  • KF1070 .I58 2008eb
Online resources:
Contents:
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
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E-Book Taylor's Library-TU 346.73/0922 (Browse shelf(Opens below)) e-book

"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."

Includes bibliographical references (p. 199-204).

Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.

TSLHHL

Electronic reproduction. Palo Alto, Calif. : ebrary, 2009. Available via World Wide Web. Access may be limited to ebrary affiliated libraries.